We Got Rhythm; the Mystery Is How and Why
In lovers' songs, military marches, weddings and funerals
— every occasion where a degree of emotion needs to be evoked
— music is an indispensable ingredient.
Yet the ability to enjoy music has long puzzled biologists because it
does nothing evident to help survival. Why, therefore, should evolution
have built into the human brain this soul-stirring source of pleasure?
Man's faculties for enjoying and producing music, Darwin wrote, "must
be ranked among the most mysterious with which he is endowed."
Music is still a mystery, a tangle of culture and built-in skills that
researchers are trying to tease apart. No one really knows why music is
found in all cultures, why most known systems of music are based on the
octave, why some people have absolute pitch and whether the brain
handles music with special neural circuits or with ones developed for
other purposes. Recent research, however, has produced a number of
theories about the brain and music.
It could be that the brain perceives music with the same circuits it
uses to hear and analyze human speech, and that it thrills to its
cadences with centers designed to mediate other kinds of pleasure. Dr.
Anne Blood and Dr. Robert J. Zatorre, of the Montreal Neurological
Institute, recently took PET scans of musicians' brains while they
listened to self-selected pieces of music that gave them "chills" of
euphoria. The works included Rachmaninoff's Piano Concerto No. 3 and
Barber's Adagio for Strings. The music, the researchers reported,
activated similar neural systems of reward and emotion as those
stimulated by food, sex and addictive drugs.
If music depends on neural circuits developed for other reasons, then
it is just a happy accident, regardless of evolution, that people enjoy
it. This is the position taken by Dr. Steven Pinker, a psychologist at
Harvard University. Music, he writes in his 1997 book "How the Mind
Works," is "auditory cheesecake" — it just happens to tickle
several important parts of the brain in a highly pleasurable way, as
cheesecake tickles the palate. These include the language ability (with
which music overlaps in several ways); the auditory cortex; the system
that responds to the emotional signals in a human voice crying or
cooing; and the motor control system that injects rhythm into the
muscles when walking or dancing.
That music can activate all these powerful systems at once is the
reason it packs such a mental oomph, in Dr. Pinker's analysis. But
since each of these systems evolved for independent reasons, music
itself is no more an evolutionary adaptation than is the ability to
like dessert, which arises from intense stimulation of the taste buds
responsive to sweet and fatty substances.
But other evolutionary psychologists believe the faculty of enjoying
music is no accident. Darwin suggested that human ancestors, before
acquiring the power of speech, "endeavored to charm each other with
musical notes and rhythm." It is because of music's origin in
courtship, Darwin believed, that it is "firmly associated with some of
the strongest passions an animal is capable of feeling."
In his theory of sexual selection, Darwin proposed that traits found
attractive in courtship would enable their owners to get more genes
into the next generation. The upshot would be the emergence of
adornments that had no immediately obvious survival value in
themselves, like the peacock's tail or the troubadour's ballads.
Darwin's ideas about music have been extended by Dr. Geoffrey Miller,
an evolutionary psychologist at the University of New Mexico. Dr.
Miller notes their potency in pointing to the opportunities open to
popular musicians for transmitting their genes to the next generation.
The rock guitarist Jimi Hendrix, for instance, had "sexual liaisons
with hundreds of groupies, maintained parallel long-term relationships
with at least two women, and fathered at least three children in the
United States, Germany, and Sweden. Under ancestral conditions before
birth control, he would have fathered many more," Dr. Miller writes.
Why on earth would nubile young women choose a rock star as a possible
father of their children instead of more literary and reflective
professionals such as, say, journalists? Dr. Miller sees music as an
excellent indicator of fitness in the Darwinian struggle for survival.
Since music draws on so many of the brain's faculties, it vouches for
the health of the organ as a whole. And since music in ancient cultures
seems often to have been linked with dancing, a good fitness indicator
for the rest of the body, anyone who could sing and dance well was
advertising the general excellence of their mental and physical genes
to a potential mate.
"Music evolved and continues to function as a courtship display, mostly
broadcast by young males to attract females," Dr. Miller writes in "The
Origins of Music," a collection of essays by him and others.
But other psychologists argue that Dr. Miller's courtship theory does
not do full justice to another important dimension of music, its role
in cementing social relationships and coordinating the activities of
large groups of people. Dr. Robin Dunbar, of Liverpool University, has
shown that monkeys spend a large amount of time grooming other members
of their social group, so much so that they would scarcely have time to
look for food if their 50-strong groups were to grow any larger.
Dr. Dunbar believes that the much larger human groups, of 150 members
or so, overcame the grooming barrier by developing a new kind of social
glue, namely language. Group singing, or chorusing, may have been an
intermediate step in this process, he suggests. He has preliminary
evidence that singing in church produces endorphins, a class of brain
hormone thought to be important in social bonding, he said in an e-mail
message.
Others, like Dr. Edward Hagen of Humboldt University in Berlin and Dr.
Gregory A. Bryant of the University of California at Santa Cruz,
believe the role of music in human evolutionary history was not to
create social cohesion but to signal it to rival groups. By putting ona better song-and-dance display, a group could show it had the
coordination to prevail in a scrap, and could thus avoid a fight
altogether, they write in an article available on the Web.
Male chimpanzees sometimes chorus in a call known as a pant-hoot,
though usually to attract females to a new source of fruit they have
found. For human ancestors, musical displays of this kind "may have
formed the evolutionary basis for the musical abilities of modern
humans," Dr. Hagen and Dr. Bryant write. The Pentagon's vigorous
support of military bands — $163 million in 1997 —
lends a certain resonance to this view.
The courting and social cohesion theories of music's origins assume
that there are structures in the human brain that have evolved
specifically to handle music. If no such structures exist, then Dr.
Pinker's theory or something like it is correct.
A leading clue that points to music-specific structures, yet is so far
not conclusive, is that many features of music are universal as well as
apparently innate, meaning present at birth. All societies have music,
all sing lullaby-like songs to their infants, and most produce tonal
music, or music composed in subsets of the 12-tone chromatic scale,
such as the diatonic or pentatonic scales. Some of the earliest known
musical instruments, crane bone flutes from the Jiahu site in China,
occupied from 7000 to 5700 B.C., produce a tonal scale.
Dr. Sandra Trehub, of the University of Toronto, has developed methods
of testing the musical preferences of infants as young as 2 to 6
months. She finds they prefer consonant sounds, like perfect fifths or
perfect fourths, over dissonant ones. A reasonable conclusion is that
"the rudiments of music listening are gifts of nature rather than
products of culture," she wrote in the July issue of Nature
Neuroscience.
But although certain basic features of music, such as the octave,
intervals with simple ratios like the perfect fifth, and tonality, seem
to be innate, they are probably not genetic adaptations for music, "but
rather appear to be side effects of general properties of the auditory
system," conclude two Cambridge scientists, Josh McDermott of the
Massachusetts Institute of Technology and Dr. Marc Hauser of Harvard,
in an unpublished article.
The human auditory system is probably tuned to perceive the most
important sounds in a person's surroundings, which are those of the
human voice. Three neuroscientists at Duke University, Dr. David A.
Schwartz, Dr. Catherine Q. Howe and Dr. Dale Purves, say that on the
basis of this cue they may have solved the longstanding mysteries of
the structure of the chromatic scale and the reason why some harmonies
are more pleasing than others.
Though every human voice, and maybe each utterance, is different, a
certain commonality emerges when many different voices are analyzed.
The human vocal tract shapes the vibrations of the vocal cords into a
set of harmonics that are more intense at some frequencies than others
relative to the fundamental note. The principal peaks of intensity
occur at the fifth and the octave, with lesser peaks at other intervals
that correspond to most of the 12 tones of the chromatic scale, the
Duke researchers say in an article published last month in the Journal
of Neuroscience. Almost identical spectra were produced by speakers of
English, Mandarin, Persian and Tamil.
The Duke researchers believe the auditory system judges sounds to be
pleasant the closer they approximate to this generalized power spectrum
of the human voice. "A musical tone combination whose power is
concentrated at the same places as a human speech sound will sound more
familiar and more natural," Dr. Schwartz said.
Some people are unable to appreciate music, raising the question of
whether some music-specific faculty has been damaged. People who are
tone deaf also fail to hear pitch changes in the human voice, so this
deficit does not seem specific to music. Some patients have music
agnosia, an inability to recognize familiar melodies, even ones to
which they know the lyrics. But the brain has to store memories about
music somewhere, and the music agnosia patients could have incurred
memory damage that just happened to hit the music archive, Mr.
McDermott, of M.I.T., said.
"Any innate biases on music must derive from something in the brain,
but at present there is little evidence for neural circuitry dedicated
to music," Mr. McDermott and Dr. Hauser conclude.
Dr. Zatorre, of the Montreal institute, takes a similar view. The brain
has evolved faculties for perceiving sounds, organizing events in time
and maintaining memory stores, he said. "Once you've got all that
hardware in place, it can be used for a lot of different purposes. But
I don't think it follows that music was selected for."
Whether music is cheesecake, courtship or cohesion, its mystery remains
unbreached.